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Financial Services

Banking, investment, and financial services with licensing requirements and regulatory compliance

Template Overview

Salary Range $40,000 - $180,000
Avg Time to Hire 35 days
Typical Interviews 3
SF Job Family FINANCE

Job Families (4)

Wealth Management

  • Financial Advisor $70,000 - $120,000
  • Wealth Manager $120,000 - $180,000

Banking Operations

  • Personal Banker $40,000 - $55,000
  • Branch Manager $75,000 - $100,000

Risk & Compliance

  • Compliance Analyst $65,000 - $85,000
  • Risk Analyst $80,000 - $110,000

Investment Banking

  • Investment Banking Analyst $100,000 - $125,000

Candidate Archetypes (4)

Entry-Level Banker

0-2 years
25% of candidates

Licensed Advisor

3-7 years
30% of candidates

Compliance Professional

3-8 years
20% of candidates

Senior Finance Executive

8-15 years
25% of candidates

Pipeline Distribution

NEW
25%
LEAD
20%
IN_REVIEW
25%
INTERVIEW
18%
OFFERED
7%
HIRED
5%

Certifications (12)

NMLS PRM Series 7 Series 66 NMLS Registration CFP CFA CRCM MBA Series 63 Series 6 FRM

Sample Jobs Preview

These are examples of jobs that will be created in SmartRecruiters:

Financial Advisor (North America)

Wealth Management | Palo Alto
$70,000 - $120,000
permanent mid_senior_level

Help clients achieve their financial goals as a Financial Advisor! You'll build relationships with clients and provide comprehensive financial planning and investment advice. Responsibilities: - Develop and maintain client relationships - Assess client financial situations and goals - Create cust...

Wealth Manager (North America)

Wealth Management | Toronto
$120,000 - $180,000
permanent director

Manage high-net-worth client portfolios as a Wealth Manager! You'll provide sophisticated financial advice and investment management to our most valued clients. Responsibilities: - Manage portfolios for high-net-worth clients ($1M+) - Develop comprehensive wealth management strategies - Coordinat...

Personal Banker (North America)

Banking Operations | Toronto
$40,000 - $55,000
permanent entry_level

Build client relationships as a Personal Banker! You'll help customers with their banking needs while identifying opportunities to deepen relationships with additional products and services. Responsibilities: - Open new accounts and process applications - Cross-sell bank products and services - R...

Branch Manager (North America)

Banking Operations | Seattle
$75,000 - $100,000
permanent director

Lead a banking center as Branch Manager! You'll drive branch performance, develop your team, and ensure exceptional customer experiences. Responsibilities: - Manage daily branch operations - Lead and develop team of 8-12 employees - Drive sales and service performance - Ensure regulatory and comp...

Compliance Analyst (North America)

Risk & Compliance | San Francisco
$65,000 - $85,000
permanent mid_senior_level

Ensure regulatory compliance as a Compliance Analyst! You'll monitor adherence to regulations and help protect the firm from compliance risks. Responsibilities: - Monitor compliance with regulations and policies - Conduct compliance reviews and audits - Investigate and document compliance issues ...

Risk Analyst (North America)

Risk & Compliance | San Francisco
$80,000 - $110,000
permanent mid_senior_level

Identify and assess risks as a Risk Analyst! You'll analyze potential risks and help develop strategies to mitigate them. Responsibilities: - Identify and assess financial and operational risks - Develop risk models and analytics - Monitor risk metrics and KRIs - Prepare risk reports for manageme...

Sample Candidates Preview

These are examples of candidates that will be created:

Michael Johnson

NEW

michael.johnson@demo.com

Type: Entry-Level Banker
Experience: 0-2 years
Location: New York

Sarah Williams

LEAD

sarah.williams@demo.com

Type: Licensed Advisor
Experience: 3-7 years
Location: New York

David Brown

IN_REVIEW

david.brown@demo.com

Type: Compliance Professional
Experience: 3-8 years
Location: New York

Jennifer Davis

INTERVIEW

jennifer.davis@demo.com

Type: Senior Finance Executive
Experience: 8-15 years
Location: New York

Generate Demo Data

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